Wednesday 1 July 2015

IOSCO paper - credible deterrence in securities markets

The International Organization of Securities Commissions has published a paper the purpose of which is to identify and promote awareness of those factors that may credibly deter misconduct in securities and investment markets: see here (pdf). The paper gives examples of practices adopted by IOSCO members and makes clear that it has not been published to benchmark or assess individual regulators.

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